Practical help with reporting issues to the SRA
- ABS Applications
- New Firm Applications
- Add a Manager or Owner (FA2)
- COLP and COFA Applications
- AML Applications
- Employee Ownership Trusts (EOTs)
- Freelance Solicitors
- DIY Check and Send
- SRA Reports and Notifications
- Insurance Distribution and Financial Services
- Firm Closure and Run-off Support
- Diversity Surveys
- Law firm M&A and Investment
Get in touch to with us
Got a COLP, COFA or ABS question? Don’t hesitate to get in touch.
SRA Applications
SRA Reports and Notifications
Sometimes the challenge is not an application but a report to the regulator. Deciding whether to report misconduct and other rule breaches, how to frame the issue and what supporting context to provide can be difficult, especially where the facts are still developing.
We help firms assess the position, shape the report and approach the SRA in a way that is clear, measured and professionally robust.
How we help
- Helping assess whether a report is needed
- Framing the issue and supporting narrative
- Preparing draft reports and notifications
- Advising on tone, scope and supporting material
- Dealing with follow-up communications
- Supporting linked governance or remediation issues
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