Insurance distribution and financial services
- ABS Applications
- New Firm Applications
- Add a Manager or Owner (FA2)
- COLP and COFA Applications
- AML Applications
- Employee Ownership Trusts (EOTs)
- Freelance Solicitors
- DIY Check and Send
- SRA Reports and Notifications
- Insurance Distribution and Financial Services
- Firm Closure and Run-off Support
- Diversity Surveys
- Law firm M&A and Investment
Get in touch to with us
Got a COLP, COFA or ABS question? Don’t hesitate to get in touch.
SRA Applications
Insurance Distribution and Financial Services
Insurance distribution and certain financial services activities can create additional regulatory complexity for law firms. The key questions are often about scope, permissions, notifications and how the proposed activity fits within the firm’s overall model.
We help firms understand the regulatory position and deal with the SRA-facing aspects of those arrangements.
How we help
- Advising on insurance distribution and financial services issues
- Helping with related applications or notifications
- Reviewing the proposed business model and permissions position
- Supporting internal governance and documentation
- Coordinating with other specialist advisers where needed
- Dealing with regulator queries
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