Help with appointing, changing or regularising compliance officers
- ABS Applications
- New Firm Applications
- Add a Manager or Owner (FA2)
- COLP and COFA Applications
- AML Applications
- Employee Ownership Trusts (EOTs)
- Freelance Solicitors
- DIY Check and Send
- SRA Reports and Notifications
- Insurance Distribution and Financial Services
- Firm Closure and Run-off Support
- Diversity Surveys
- Law firm M&A and Investment
Get in touch to with us
Got a COLP, COFA or ABS question? Don’t hesitate to get in touch.
SRA Applications
COLP and COFA Applications
Changes to your COLP or COFA can be sensitive and time-critical. Firms often need to manage regulatory approval, internal handover and business continuity at the same time.
We support firms with new appointments, replacements, emergency changes and regularisation issues, helping you present a clear and credible application to the SRA and reduce the risk of delay.
How we help
- Advising whether approval is needed and when
- Preparing and reviewing application forms
- Submitting temporary emergency approval applications
- Helping frame supporting information
- Dealing with urgent or unexpected vacancies
- Supporting handover and continuity issues
- Managing SRA follow-up queries
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