Support with AML-related applications, approvals and notifications
- ABS Applications
- New Firm Applications
- Add a Manager or Owner (FA2)
- COLP and COFA Applications
- AML Applications
- Employee Ownership Trusts (EOTs)
- Freelance Solicitors
- DIY Check and Send
- SRA Reports and Notifications
- Insurance Distribution and Financial Services
- Firm Closure and Run-off Support
- Diversity Surveys
- Law firm M&A and Investment
Get in touch to with us
Got a COLP, COFA or ABS question? Don’t hesitate to get in touch.
SRA Applications
AML Applications
AML governance changes often have a regulatory dimension, whether you are appointing an MLRO or MLCO, changing “BOOMs” (beneficial owners, officers and managers) , or registering for AML supervision. These issues can affect both your SRA position and your wider compliance framework.
We help firms deal with AML-related regulatory changes clearly and efficiently, whether as part of a broader project or as a stand-alone instruction.
How we help
- MLRO and MLCO appointments and changes
- BOOM changes and related notifications
- Registering and deregistering for AML supervision
- Advising on linked governance and structure questions
- Reviewing supporting material before submission
- Dealing with regulator questions or follow-up points
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