Support with applications and approval issues for law firm managers and owners
- ABS Applications
- New Firm Applications
- Add a Manager or Owner (FA2)
- COLP and COFA Applications
- AML Applications
- Employee Ownership Trusts (EOTs)
- Freelance Solicitors
- DIY Check and Send
- SRA Reports and Notifications
- Insurance Distribution and Financial Services
- Firm Closure and Run-off Support
- Diversity Surveys
- Law firm M&A and Investment
Get in touch to with us
Got a COLP, COFA or ABS question? Don’t hesitate to get in touch.
SRA Applications
Add a Manager or Owner (FA2)
Bringing in a new manager or owner can trigger SRA approval requirements, and it is critical to get applications technically correct and sequenced appropriately to avoid regulatory action. Questions about control, material interest, suitability and supporting evidence can all affect timing and outcome.
We help firms and investors understand whether approval is needed, prepare the right information and manage the application process with the SRA.
How we help
- Assessing whether SRA approval is required under the deemed approved route
- Advising on manager, owner and control issues
- Helping with FA2 forms and supporting information
- Identifying documents needed from individuals and corporates
- Managing suitability and disclosure issues
- Helping respond to SRA queries
Want to know more?
Request a call back from our expert team.
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