SRA Applications

Whether you are setting up a new law firm, applying to become an ABS (Alternative Business Structure), appointing a new COLP or COFA, or changing your regulatory structure, SRA applications can be detailed, technical and commercially important.

We help firms, owners and investors navigate the process with clear advice, practical project management and hands-on support from start to finish

Our work covers both new applications and changes to existing firms. That includes advising on structure, ownership, governance, suitability, regulatory strategy and the supporting information the SRA is likely to expect. We understand that these projects often sit alongside wider commercial objectives, so our approach is not just technically sound, but pragmatic and focused on getting the application over the line.

Whether you need end-to-end support or help with a specific part of the process, we can help you prepare a well thought through application and avoid unnecessary delay.

What We Offer

Check out our services

ABS Applications

Support with applications to become an alternative business structure, including ownership, governance and suitability issues.

New firm applications

Advice on setting up a new SRA-regulated practice, including recognised body applications, authorisation strategy and initial structuring.

Add a Manager or Owner (FA2)

Help with FA2 SRA applications for new managers and owners, including suitability, control and ownership issues

COLP and COFA Applications

Help with appointing, replacing or regularising compliance officers and preparing the required SRA submissions.

AML Applications

Support with AML-related SRA applications and notifications, including MLRO, MLCO and BOOM changes, and registering for AML supervision.

Employee ownership trusts (EOTs)

Advice on the regulatory aspects of law firms moving to employee ownership trust ownership, including structure, approvals and dealings with the SRA.

Freelance Solicitors

Guidance on the SRA’s freelance solicitor model, including suitability, structure and regulatory scope.

Insurance distribution and financial services

Advice on SRA applications, notifications and regulatory issues linked to insurance distribution and wider financial services permissions.

DIY Check and Send

A lower-cost option for firms who want to prepare their own SRA application but would like expert review before submission.

SRA Reports and Notifications

Support with preparing reports to the SRA, including assessing the issue, framing the report and dealing with the regulatory context.

Firm Closure and Run-off Support

Practical guidance on closing down an SRA-regulated practice in an orderly and compliant way.

Diversity Surveys

Meeting SRA requirements and gaining cultural insight

Law firm M&A and investment

Advice on the regulatory aspects of mergers, acquisitions, investment, consolidation and other ownership change projects involving law firms.

Not sure which application you need?

We can help you identify the right route and support you through the process.

Get in Touch